The main role of the Securities and Exchange Commission is to protect the public. Among other things, they supervise the registration of securities to ensure that there is sufficient initial and ongoing public disclosure from publicly traded corporations. The Securities and Exchange Commission also has authority to investigate complaints from investors and to issue penalties for violations of its rules and regulations. For more information about the SEC, you can visit their website at www.SEC.gov
Contact us if you are thinking about a direct public offering, reverse merger or initial public offering.
Going public requires a lot of time and effort on the part of many professionals, including; accountants, lawyers, the SEC examiners, the FINRA examiners, you and us. Each professional has issues that must be properly addressed for the process to work smoothly and successfully. We have been through the process a number of times both as founders of companies as well as consultants to others. As a result of our prior experiences and successes, we have a unique ability to assist others through the process, which is the value we can bring to you and your organization.
Contact us if you are thinking about a direct public offering, reverse merger or initial public...
You should consider engaging our services if you are interested in completing a direct public offering, reverse merger or initial public offering. If you have an investment banking or venture capital firm that is committed to raising funds you need, we can assist by representing you in the structuring and negotiation of the transaction. We have found that most companies do not have the in-house skills or experience to maximize the opportunity.
Contact us if you are thinking about a direct public offering, reverse merger or initial public offering.
Many business owners fear giving up control and that is generally not necessary for most going public transactions.
Contact us if you are thinking about a direct public offering, reverse merger or initial public offering.
You do not need any minimum level of sales, profits or assets to become public. Although we do not recommend it, we have seen some companies go public with just one employee, no revenue, no assets and no profits! You can go public as long as you have a legitimate and viable business. However, you should carefully evaluate the advantages and disadvantages of being public, before making any decision.
Contact us if you are thinking about a direct public offering, reverse merger or initial public offering.
Reverse mergers can be an effective, efficient and economical means by which a private company can become public. However, reverse merger transactions have unique risks and challenges that must be carefully considered. For example, many shells used in reverse merger transactions were created illegally. Also, there are often many contingent liabilities which can haunt the private enterprise which becomes public as a result of the reverse merger transaction. Generally, a direct public offering or initial public offering (if the firm is large enough to attract the interest of an investment banking firm) is a better alternative than a reverse merger.
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